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UK City Code on Takeovers and Mergers

The Company is subject to the provisions of the City Code on Takeovers and Mergers.

Other exchanges and trading platforms

Verici Dx has not applied or agreed to have any of its securities admitted or traded on any other exchanges or trading platforms.

Shares in Issue

Number of AIM securities in issue: 1,513,394,127 shares are issued, called up and fully paid. The Company holds no shares in treasury. This figure should be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company, under the Disclosure and Transparency Rules. This figure should be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company, under the Disclosure and Transparency Rules.

Significant Shareholdings

As of 30 September 2025, the following interests in 3% or more of the issued Ordinary Share capital, after taking account of the issue of new shares post year end pursuant to the funding, had been notified to the Company:

 

Significant shareholders No. of ordinary shares % held
Harwood Capital 200,390,843 13.24%
Canaccord Genuity Wealth Management 163,653,228 10.81%
Puma Investments 158,300,000 10.46%
Unicorn Asset Management Limited 119,619,325 7.90%
UBS Securities 118,314,708 7.82%
Seneca Partners 95,771,010 6.33%
Oberon Investments 87,901,900 5.81%
Singer Capital Markets 79,781,745 5.27%
Hargreaves Lansdown Asset Management 47,464,908 3.14%
*Christopher Mills is partner and Chief Investment Officer of Harwood Capital LLP. Harwood Capital LLP is Investment Manager to North Atlantic Smaller Companies Investment Trust plc and investment adviser to Oryx International Growth Fund Limited. Christopher’s shareholding is made up of 23,000,000 ordinary shares held by North Atlantic Smaller Companies Investment Trust PLC, 18,000,000 ordinary shares are held by Oryx International Growth Fund Limited and 5,390,843 ordinary shares are held by Harwood Capital LLP.

 

Director Shareholdings

Director Number Ordinary Shares %
Mr Julian Baines MBE 5,691,338 0.38%
Mrs Sara Barrington 4,000,000 0.26%
Mr James McCullough 2,870,110 0.19%
Sir Ian Carruthers 2,100,000 0.14%
 

Shares not in public hands

Percentage of securities not in public hands: 30 September 2025 the percentage of AIM securities not in the public hands was 28.68%. The securities not in public hands include all substantial shareholders and the directors and senior management who are classed as persons discharging managerial responsibilities.

Restrictions in transfer of AIM Securities

There are no restrictions on the transfer of the Company’s ordinary shares. Last updated: 30 September 2025
 

Nominated Adviser and Broker

Singer Capital Markets 1 Bartholomew Lane London EC2N 2AX

Legal Adviser

Shoosmiths LLP No 1 Bow Churchyard London EC4M 9DQ

OFFICE & LABORATORY ADDRESS:
393 Nichol Mill Lane, Suite 200
Franklin, TN 37067

info@vericidx.com

REGISTERED OFFICE:
Avon House
19 Stanwell Road
Penarth
Cardiff, CF64 2EZ